Category: S

Series 24

Definition The Series 24 is a securities license entitling the holder to supervise and manage branch activities in broker-dealers firms. To achieve it, applicants must

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Series I Bond

Definition A Series I Bond is a type of U.S. Treasury savings bond designed to protect investors from inflation while providing a fixed interest rate.

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Series 7

Definition The Series 7 is a licensing exam administered by the Financial Industry Regulatory Authority (FINRA) in the United States for individuals seeking to become

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Series 9/10

Definition The Series 9/10 is a licensing examination administered by the Financial Industry Regulatory Authority (FINRA). The exam certifies a professional to supervise a firm’s

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Series 6

Definition The Series 6 is a securities license that allows an individual to sell investment products, such as mutual funds, variable annuities, and variable life

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Serial Correlations

Definition Serial correlation, also known as autocorrelation, is a statistical concept in finance that describes the relationship between the past and present values of a

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Series 3

Definition Series 3 refers to the National Commodities Futures Examination, a licensing exam administered by the Financial Industry Regulatory Authority (FINRA) in the United States.

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Sensex

Definition The Sensex, also known as the S&P BSE Sensex, is a stock market index representing 30 well-established and financially sound companies listed on the

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Self-Employment

Definition Self-employment refers to the state of working for oneself rather than being employed by an external organization or company. Self-employed individuals earn income by

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